Top notch services at reasonable cost 

RGS Global Advisors has a wealth of internal audit, FDICIA  and SOX testing, remediation, consultancy,  BSA/AML/OFAC, IT/IS/Cybersecurity & Regulatory Compliance expertise. Our team, through its expertise and insights, helps various institutions in meeting their business and regulatory challenges in today's dynamic environment. We also assist in system selection, perform model validations and pre/post-implementation reviews.

Areas of Expertise 

RGS Global Advisors provides a full suite of Advisory and Consultancy services, including Business Process Re-engineering, Enterprise Risk Management, Technology Risk Management, Board and Staff Training, Internal Audits, BSA/AML/OFAC and Regulatory Compliance consultancy, etc. Details of our key services are: 

Internal Audit 
- Audit Risk Assessments
- Independent Quality Assurance Reviews
- Operational and Accounting Audits
- Regulatory Reporting Audits
- BSA/AML/OFAC Audits (Independent Testing of AML Compliance)
- Information Technology Audits
- Technology Applications Audit
- Information Security and Cybersecurity Audits
- FDICIA and SOX texting

BSA/AML/OFAC Compliance 
- Enterprise-wide AML and OFAC Risk Assessments
- Gap Assessments
- Policy and Procedures (AML Program)
- Board and Staff Training
- AML Systems and OFAC Filters Model Validations
- Lookbacks of Transactional Activities and Customer Due Diligence
- Independent Testing
- Remediation Activities

Regulatory Compliance 
- Compliance Risk Assessments
- Examination Assistance
- Policy and Procedures
- Monitoring and Testing
- Compliance Audits
- Training
- Remediation
- Supervisory Enforcement mitigation services

Information Technology 
- Technology, Information Security and Cybersecurity Risk Assessments
- Policy and Procedures
- Cybersecurity Program
- Project Management
- Pre and Post-implementation Review
- Business Continuity and DR Testing
- Specialized audits
- IT Audits
- IT Audit Risk Assessments
- Training

RGS Global Advisors

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Teams

Offices