Christopher Le

Compliance Manager / Deputy Compliance Officer

Christopher Le has extensive experience in the financial services industry, beginning as a Licensed Banker at Wells Fargo Bank, N.A. from February 2009 to November 2009, where responsibilities included assisting clients with banking transactions and recommending financial products. Christopher progressed to roles at Wells Fargo Securities, LLC as an Analyst from November 2009 to January 2013, educating financial advisors on structured products. Further experience includes serving as a Registered Client Associate at Wells Fargo Advisors from February 2014 to October 2019, providing brokerage and sales support, and as a Financial Crimes Associate at Wells Fargo from October 2019 to November 2020, focusing on anti-money laundering investigations. Subsequently, Christopher joined CoinList as a Compliance Associate and later as Compliance Manager, overseeing financial crimes investigations and compliance operations from November 2020 until March 2022. Currently, Christopher serves as Interim Chief Compliance Officer at Rippling, also holding the titles of AML Compliance Specialist and Deputy Compliance Officer.

Location

Pleasant Hill, United States

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