Mark Lasswell

Mark Lasswell is a seasoned brokerage and investment advisor professional with over 25 years of experience in compliance management. Currently serving as the Vice President of Compliance at Ameriprise Financial and Chief Compliance Officer at RiverSource, Mark has played pivotal roles in leading compliance functions and strategic planning across various financial services. Previously, Mark held key positions at Wells Fargo, Securities America, and Norwest Corporation, where they implemented significant process improvements and fostered strong relationships with regulators. Mark's contributions to industry committees have further positioned their firms to navigate regulatory landscapes effectively. They are pursuing a Bachelor of Science in Accounting with a minor in Business Administration at St. John's University, along with an MBA in Marketing and a Mini Master of Information Technology from the University of St. Thomas.