Saxony Securities, Inc. is one of the largest privately held independent Broker Dealer firms in the Midwest. We have built our success by striving to firmly stand behind our core values and mission statement. Our corporate back office, trading, and bond desks are located in St. Louis, Missouri. We additionally have institutional trading desks in Chicago and New York. Saxony Securities, Inc. maintains its clearing relationship with one of the industry’s largest and most experienced clearing firms Pershing, LLC, and utilizes its powerful, industry-leading technology platform, NetX360®, and the enterprise data management solutions of its affiliate Albridge™.

Saxony Securities, Inc.’s values and mission statement emphasize that success is built upon the highest standards of integrity and professionalism while providing a unique level of service to our client the Independent Financial advisor, and their client’s the retail investor. By striving to remain steadfast to that statement and truly living our values, Saxony Securities, Inc. has evolved into a highly respected and specialized firm that offers a full spectrum of products and services to its Independent Financial Advisors.

Saxony Securities, Inc. (Member FINRA & SIPC.)

Investment Management

Trading & Exchanges

Saxony Securities, Inc.

Saxony Securities, Inc.'s headquarters in St Louis, MO, United States

Peter Scamurra

Ryan Klump

Kurt P.

This department manages client interactions and provides investment advisory services to ensure customer satisfaction and support.

Client Relations

This department ensures adherence to laws, regulations, and internal policies while managing compliance risks across the organization.

Compliance Department

This department oversees the overall strategic direction and decision-making for the organization.

Executive Leadership

This department oversees the planning, execution, and optimization of operational processes to enhance efficiency and productivity.

Saxony Securities, Inc.

Org chart

Teams

Client Relations

Compliance Department

Executive Leadership

Operations

Offices

Saxony Securities, Inc.

Org chart

Teams

Client Relations

Compliance Department

Executive Leadership

Operations

Offices

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