Simon James

Simon James is an experienced Transaction Reporting Manager currently at SEI, specializing in FCA transaction reporting management and operations regulatory control. Responsibilities include overseeing transaction reporting for over 20 firms, implementing redesigned processes to meet regulatory requirements, and providing subject matter expertise throughout the product lifecycle. Previous roles at Nomura International involved managing compliance with FCA regulations for transaction reporting and client money, conducting root cause analysis, and training new staff. Earlier experience includes various positions at Lehman Brothers and MyTravel Airways, focusing on operations, compliance, customer service, and team management.