David Schroll

Supervising Principal II

David Schroll is currently a Supervising Principal II at SFA Partners, a role they have held since 2022. Previously, Schroll served as a Regional Supervision Principal and Surveillance Analyst at Advisor Group from 2020 to 2022, and as a Compliance Analyst at both Kalos Financial and Reliance Financial Group. Schroll's early career included positions as an Advisor Support Supervisor and Branch Office Examiner at FSC Securities, where they were instrumental in providing support to over 2,000 brokers nationwide. Schroll earned a Bachelor of Science in Business Administration with a major in Finance and a minor in Spanish, as well as a Master of Science in Finance and an MBA from Auburn University.

Location

Atlanta, United States

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