Smooth 401k offers a team-based approach with enhanced customer service, catering to both employers and financial advisors. We prioritize meeting fiduciary responsibilities through a systematic process and proprietary client service model. While competitors seek automation, we emphasize human-to-human contact to provide employers with peace of mind.

A collection of dynamic providers and technology that offer clients:

•	Ease of Administration through full payroll integrations to address most of the day-to-day tasks and administration, money movements
•	Full 3(38) Fiduciary discretion with a local contact to speak with, this paired with top fund managers and institutional shares in various asset categories 
•	Cost Effectiveness with providers utilizing pooled concept buying power
•	3(16) Administrative Fiduciary services to help take on many compliance features, as well as the signing, filing, and submitting the form 5500 

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Securities and advisory services offered through LPL Financial, a Registered Investment Advisor. Member FINRA/SIPC. For hyperlinks to FINRA and SIPC, please refer to the 'Contact Info' section above. Third-party posts found on this profile don’t reflect the views of LPL Financial and haven’t been reviewed by LPL Financial as to accuracy or completeness. The financial professionals associated with LPL Financial may discuss or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.


Smooth 401k

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Smooth 401k

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