Mark Seffinger

Mark Seffinger is a seasoned Chief Compliance Officer and risk management executive known for expertise in broker-dealer and investment management regulation. Currently serving as Chief Compliance Officer at SoFi, they lead compliance efforts with a focus on fostering employee engagement and transforming compliance culture. Previously, Mark held significant positions including Managing Director at Barclays Investment Bank and Chief Compliance Officer at LPL Financial, where they spearheaded a major compliance transformation initiative. With a strong foundation in law and economics from Fordham University School of Law and The Wharton School, Mark is committed to continuous learning and contributing to the compliance field.