We are an Australian compliance and legal consultancy firm, with clients across Australia & internationally. Our speciality is assisting firms establish and maintain a financial services business in Australia. We work across a broad range of financial services - including funds management, derivatives (including margin FX, CFDs and binary options), financial planning and stockbroking.

Our expertise includes advising on: 
- new financial services business establishment and structuring; 
- obtaining an Australian Financial Services License (AFSL); 
- wholesale and retail product disclosure; 
- distribution and marketing; 
- compliance and regulatory matters; 
- establishing Australian domiciled managed funds and underlying investment structures, both on-shore and off-shore (including for Australian and overseas equities schemes, property trusts, alternative investment schemes, hedge funds and cash management trusts); 
- key outsourcing arrangements including custody, registry, administration and prime broker arrangements; 
- liaising with regulators on behalf of clients, in particular, with ASIC; 
- consultation with Treasury, the regulators and other government and industry bodies.

Sophie Grace

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Sophie Grace

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