Spartan Capital Securities is a financial services company offering investment advisory services.

Banking

Consulting

Crowdfunding

Finance

Spartan Capital

Spartan Capital's headquarters in New York, NY, United States

John D. Lowry

Louis Valdez

Shoug Mayson

This department provides investment strategies and financial advice to clients to help them manage and grow their wealth.

Wealth Management

The Leadership Team at Spartan Capital guides the strategic direction of the firm, leveraging their extensive industry expertise to drive growth and innovation in investment advisory services. They collaborate to oversee compliance, enhance capital markets operations, and ensure robust institutional sales, all while navigating complex financial landscapes to optimize client outcomes.

Leadership Team

The Sales and Trading team at Spartan Capital is responsible for executing and facilitating transactions in public and private markets, providing strategic insights to institutional clients. They work collaboratively to optimize investment opportunities, manage market risks, and maintain compliance through vigilant market surveillance. With a focus on delivering exceptional service and fostering strong client relationships, the team drives revenue growth while ensuring the best outcomes for their clients' investment goals.

Sales and Trading

The Investment Strategy and Research team at Spartan Capital focuses on analyzing market trends and economic conditions to develop informed investment strategies. Led by the Director of Research and the Chief Market Economist, the team evaluates equities, fixed income securities, and global markets, providing insights that guide advisory services for clients. Their expertise supports the firm's mission to deliver tailored investment solutions and optimize portfolio performance.

Investment Strategy and Research

This department oversees regulatory compliance and manages registration processes to ensure adherence to legal and ethical standards.

Compliance Division

This department provides administrative and organizational support to senior executives within the organization.

Spartan Capital

Org chart

Teams

Wealth Management

Leadership Team

Sales and Trading

Investment Strategy and Research

Compliance Division

Executive Support

Offices

Spartan Capital

Org chart

Teams

Wealth Management

Leadership Team

Sales and Trading

Investment Strategy and Research

Compliance Division

Executive Support

Offices

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