Anthony Dillingham

Director Regulatory Marketing Compliance

Anthony Dillingham is currently the Director of Regulatory Marketing Compliance at Sprott, having transitioned from their role as Director of Marketing Review on ACA’s Managed Services team. In this capacity, Anthony oversees marketing review engagements for numerous firms, ensuring compliance within the regulatory framework applicable to investment advisers and broker-dealers. Previously, Anthony held various legal positions, including Attorney at Legghio & Israel, P.C., and undertook internships with organizations such as the Community Justice Project and the Pennsylvania Governor's Office of General Counsel.

Location

Stamford, United States

Links


Org chart

This person is not in the org chart


Teams

This person is not in any teams


Offices

This person is not in any offices