Jon P.

Jon P. has extensive work experience in the financial industry. Jon is currently the Director of Regulatory Compliance at Stratos Wealth Partners, where they oversee compliance programs and implements regulatory changes. Prior to this role, Jon held positions at Key Investment Services, where they served as a Senior Supervisory Principal and later as the Supervisor of Client and Broker Services. At Key Investment Services, they managed teams and provided sales guidance to advisors. Jon also worked at TD Ameritrade as a licensed broker on the retail trade desk and at thinkorswim as a Staff Accountant, preparing financial statements and managing accounting software transitions. Earlier in their career, Jon worked as a Staff Accountant at Jump Trading, where they prepared financial statements and managed accounts payable.

Jon P. graduated from St. Bonaventure University in 2005 with a Bachelor of Business Administration (B.B.A.) degree in Accounting. Jon then pursued a Master of Business Administration (MBA) from Western Governors University, which was completed in 2019. In addition, Jon holds certifications in Series 4, 7, 24, 53, 63, and 66 from FINRA.