Headquartered in Beachwood, Ohio, Stratos is an independent, partner-owned and operated financial services firm that works solely to facilitate the success of more than 350 independent financial advisors nationwide. The firm provides experienced financial advisors with a reliable infrastructure and resources that allow them the flexibility to develop and grow their own businesses. Stratos offers operational, strategic, and revenue-generating resources to advisors who are interested in going independent or are already independent. With more than 75 executive, functional, and support professionals in place, the firm has assembled a concierge team to assist our advisors in the execution of a full-service solution for their clients. This partnership provides advanced technology and communication tools alongside product and service partners that expand and grow every day, allowing us to further enhance the client experience.

For a list of states in which we are registered to do business, please visit www.stratoswealth.com

Banking

Business Development

Professional Services

STRATOS

STRATOS' headquarters in Beachwood, OH, United States

This department provides personalized financial and investment guidance to clients through expert wealth advising.

Wealth Advisory

The Leadership Team at Stratos is responsible for setting the strategic direction and operational oversight of the firm, ensuring that independent financial advisors have access to the resources and support needed for success. By leveraging their diverse expertise in areas such as compliance, technology, investment management, and sales, the team fosters innovation and collaboration, driving initiatives that enhance advisor capabilities and improve client experiences. Their collective leadership guides the firm’s growth and adaptability in the evolving financial services landscape.

Leadership Team

The Business Development and Operations team at STRATOS plays a critical role in driving the growth and efficiency of the firm. This team focuses on establishing strategic partnerships, streamlining operations, and supporting the transition of independent financial advisors. By leveraging their expertise in project management, client relations, and business development, they ensure that advisors have the resources and infrastructure needed to thrive in a competitive market, ultimately enhancing the client experience and fostering long-term success.

Business Development and Operations

The Financial Advisory Team at Stratos specializes in delivering personalized financial strategies to clients, ensuring their wealth management goals are met with expertise and diligence. Comprising experienced professionals, including Private Wealth Managers and Junior Advisors, the team guides clients through investment planning, retirement strategies, and tax optimization, leveraging advanced technology and resources to enhance the client experience. Their collaborative approach fosters strong relationships with independent financial advisors, empowering them to provide tailored solutions that drive client success.

Financial Advisory Team

The Compliance and Regulatory Affairs team at STRATOS ensures that all operations and practices adhere to relevant financial regulations and industry standards. They proactively monitor compliance risks, develop policies, and provide guidance to ensure that the firm and its advisors operate within legal frameworks. This team acts as a critical resource for safeguarding the integrity of the firm's services, thereby supporting independent financial advisors in their growth and client engagement efforts.

Compliance and Regulatory Affairs

The Information Technology Team at Stratos is responsible for ensuring the seamless operation and security of the firm’s technology infrastructure. They support independent financial advisors by implementing advanced communication and financial technologies, managing critical databases, and safeguarding sensitive information. Their efforts facilitate a reliable and efficient environment that enhances client services and enables growth for advisors across the nation.

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Other teams

Leadership Team

Business Development and Operations

Financial Advisory Team

Compliance and Regulatory Affairs

Information Technology Team