Eric Sermage

Compliance Governance & Operations Manager

Eric Sermage is a Vice President and Compliance Governance & Operations Manager at TD Securities, where they have been since 2025. Previously, Eric held various roles in compliance, including Compliance Testing Officer at Morgan Stanley from 2022 to 2025 and in compliance monitoring and testing at Barclays Investment Bank from 2018 to 2022. Eric's career began with a role in Team Management Support at Crédit Agricole CIB from 2008 to 2009, followed by a position in the Front Office COO Team at Société Générale from 2009 to 2011. They hold a Master of Science in Finance from Geneva Business School and an Engineer's degree in Mechanical Engineering from EPF Ecole d'Ingénieurs.

Location

London, United Kingdom

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