TD Securities
James Bates is an experienced professional in the financial sector, currently serving as Director of Institutional Equity Sales at TD Securities since August 2022. Prior to this role, James held the position of Executive Director, Institutional Equity Sales, and Director, Institutional Equity Sales at CIBC Capital Markets from April 2018 to September 2022. James's career in institutional equity sales began at Paradigm Capital, where responsibilities included Institutional Equity Sales, Research Associate, and Trading Assistant from January 2012 to April 2018. Before transitioning to finance, James was a professional hockey player with the Edmonton Oilers Hockey Club, San Antonio Rampage, and Milwaukee Admirals between 2008 and 2011. James earned a degree in Finance from Quinnipiac University in 2008.
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TD Securities
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As a leading corporate and investment bank, TD Securities offers a wide range of integrated capital markets products and services. Our corporate, government, and institutional clients choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and community-minded. As an integrated team, we work to deliver value for our clients every day. For relevant legal disclaimers, visit tdsecurities.com/ca/en/legal.