*We are a team of managers and staff supporting our network of affiliated and independent agents, registered reps and investment advisors.
* We are an OSJ of Osaic FS, member SIPC, an independent broker dealer.
*We utilize an open architecture platform to help you meet the needs of your clients via wealth management, estate planning, business continuation, life insurance and long term care offerings.
*We provide compliance, operations, marketing and training assistance, as well as strategic market access opportunities.

Securities and investment advisory services offered through Osaic FS, Inc., member FINRA/SIPC. Osaic FS is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic FS.
 


FINRA Branch Address
3217 Summit Square Pl.
Suite 200
Lexington, KY 40509

Thoroughbred Financial

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