Elton Chan is a seasoned compliance professional with extensive experience in regulatory oversight and analysis. Currently serving as Lead Senior Compliance Analyst at Thrivent since November 2014, Elton Chan conducts compliance testing and oversight related to various processes. As a member of the Board of Directors for the National Society of Compliance Professionals, Elton Chan is actively involved in multiple committees, including Executive, Finance, and Strategic Planning. Previous roles include Communications Compliance Supervisor and FINRA Specialist at U.S. Bancorp Investments, where Elton Chan ensured compliance with regulations and conducted regulatory filings. Elton Chan's early career includes positions at Hartford Life and Bremer Bank, focusing on client service and quality monitoring. Elton Chan holds a Bachelor of Science in Economics from the University of Washington.
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