John Dougherty

John Dougherty is a Financial Services Compliance Professional and Registered Principal with extensive experience in the financial services industry. Currently serving as a Senior Principal at Thrivent, John has held positions such as Advertising Compliance Consultant and Suitability Analyst at Lincoln Financial Group. John's skill set includes broker-dealer operations, trading securities, and comprehensive risk analysis, complemented by a Bachelor of Business Administration in Finance from Temple University - Fox School of Business and Management. Prior roles include working as a Client Relationship Associate at Vanguard and various positions in event staffing and food service.