Kathy Warmack is a seasoned professional in the financial services industry with extensive experience in regulatory compliance and risk management. Currently serving as a Senior Field Risk Manager at Thrivent Financial since November 2015, Kathy advises field leadership and Registered Representatives on compliance requirements while conducting ongoing training. Prior to this role, Kathy held the position of Branch Examiner, conducting inspections to ensure adherence to securities regulations. Kathy's career at Ameriprise Financial Services spans several roles, including Registered Principal, Field Risk Manager, and Senior Legal Manager, where responsibilities included compliance supervision, risk mitigation, and management of litigation related to sales practices. Kathy holds a Bachelor of Arts in Business Administration and Psychology from Gustavus Adolphus College.
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