John O'Shaughnessy is a seasoned legal professional specializing in banking and financial services regulation, investment advising, and fintech solutions. They held various prominent roles, including Director and Assistant General Counsel at Capital One, where they provided legal support for investment adviser and broker-dealer businesses, and currently serve as Senior Director and Associate General Counsel at TIAA, advising on securities laws, insurance laws, and ERISA compliance. With past experience as a Senior Counsel at Capital One and an Associate at several law firms, John has developed a comprehensive understanding of compliance and regulatory issues across multiple sectors. They earned their legal foundational experience as a Law Clerk at the Office of the Comptroller of the Currency.
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