TillieStar
Joy has approximately twenty years of experience in financial services with a background in investment compliance, investment compliance technology, transfer agent technology, system migration, and banking. She has experience in 1940 Act funds, Canadian NI 81-102 funds, UCITS, private funds, institutional accounts, and SMA’s. Joy graduated from Emmanuel College with a degree in Business Administration, and has held a Series 6, 63, 7, and 24. Her U5 is in good standing.
TillieStar
TillieStar is a Fintech consulting firm serving the asset management industry, provides compliance departments with software upgrades, etc.