James Carpenter is a highly experienced professional with a strong background in compliance, legal analysis, and business consulting. Currently serving as a Surveillance Analyst at TP ICAP since February 2024, James previously held the position of Compliance Analyst at Matrix Executions, focusing on market compliance and risk analytics. Prior experience includes freelance business consulting, where James developed infrastructure for start-up businesses, and roles as a Legal Analyst for Moore-Strickland, and Senior Litigation Paralegal/Office Manager at The Kryder Law Group. Additionally, James has experience as an Internal Auditor at United Processing, overseeing operations and liaising with client firms. James holds a Bachelor of Arts in Business Law from the W. P. Carey School of Business at Arizona State University.
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