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Matt McCarthy

Senior Compliance Monitoring & Trade Surveillance Officer

Matt McCarthy has extensive experience in compliance monitoring and trade surveillance within the financial services industry, currently serving as a Senior Compliance Monitoring & Trade Surveillance Officer at TP ICAP since May 2019, where responsibilities encompass overseeing Interest Rate Derivatives Products across multiple EMEA entities. Prior roles include Compliance Advisory Monitoring & Surveillance Officer at Tradition Securities and Futures, where Matt reported to senior management on risk and compliance performance, and a successful tenure as an Interest Rate Derivatives Desk Broker at Vantage Capital Markets, Tullett Prebon, and BGC Partners, specializing in Interest Rate Options. Earlier experience includes a senior sales position at Oddbins, where Matt earned recognition as the Top Champagne Salesperson. Matt holds a Joint BA Hons degree in History & Politics from Oxford Brookes University.

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