Patrick Brake

Associate General Counsel - BD Regulatory

Patrick Brake is an experienced legal professional currently serving as Associate General Counsel - BD Regulatory at TP ICAP since March 2023. Previously, Patrick held the position of US Counsel & CCO at InvestX Capital from February 2021 to February 2023. Prior to that role, Patrick was Legal Counsel at Industrial and Commercial Bank of China Financial Services LLC, where responsibilities included providing legal advice on compliance with federal and self-regulatory organizations' securities laws. From October 2011 to March 2020, Patrick served as Associate General Counsel at Sumitomo Mitsui Banking Corporation, managing a range of banking and financial services legal matters. Earlier in Patrick's career, the role of Associate at Bracewell LLP involved integrated legal services across corporate law and litigation, while General Counsel duties were performed at Hill, Thompson, Magid & Co., Inc. Patrick earned a JD in Law from Seton Hall University School of Law.

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