DN

Daniel Nieves

Compliance - Director

Daniel Nieves is a seasoned professional in compliance and trade surveillance, currently serving as the Compliance Director at TradeStation since 2025. Previously, they held senior compliance roles at Deutsche Bank and Macquarie Group, where they focused on monitoring trading activities and ensuring regulatory adherence. Daniel began their career at Charles Schwab as a Senior Registered Representative, managing a team and facilitating international trade support. They hold an MBA from Northern Illinois University and are pursuing a degree in Management from Indiana University Bloomington.

Location

United States

Links


Org chart

No direct reports

Teams

This person is not in any teams


Offices

This person is not in any offices