Stephen Schwartz

Stephen Schwartz has held various roles in the financial industry since the late 1990s. Beginning as an Assistant Branch Manager at TD Waterhouse Securities, Stephen later became Assistant Branch Manager at Dreyfus Brokerage Services before moving on to management positions at TradeStation Securities and CyberTrader. Currently serving as Director of Compliance - Internal Controls at TradeStation Securities, Stephen has demonstrated strong leadership and expertise in regulatory compliance throughout their career. Stephen holds a Bachelor of Business Administration degree in Finance from The University of Texas at Austin.