AM

Alan Mak

Director, Global Markets Compliance, APAC

Alan Mak is the Director of Global Markets Compliance, APAC at UBS, where they oversee product compliance for the Global Markets Execution Services business. They have previously held significant positions at Credit Suisse, Point72, Jefferies, Mizuho, and Standard Chartered Bank, gaining extensive experience in equities compliance and trade surveillance. Alan earned a Bachelor of Commerce in Economics and Finance from Curtin University and a Bachelor of Laws from the University of London.

Location

Hong Kong, Hong Kong

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