• UBS

Anne Schmidt

Executive Director, Market Conduct Regulatory Exams Mgmt

Anne Schmidt is an accomplished Executive Director with extensive experience in the financial sector, currently serving as the Integration Lead for Monitoring, Surveillance & Controls at UBS. Previously, Anne held various roles at UBS, including Director of Regulatory Compliance and Executive Director of Market Conduct Regulatory Exams Management. Before rejoining UBS in 2019, Anne worked as a Legal Assistant at Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates from 2003 to 2009. Anne earned a Bachelor of Science in Biology and Psychology from Loyola College in Maryland.

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New York City Metropolitan Area, United States

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