Ashwin Swami

Ashwin Swami is currently an Associate Director at UBS, where they lead a Control Assurance team focused on SOX 404 IT general controls testing across the US, APAC, and Europe. With over eight years of experience at UBS, they have managed operational risks and collaborated with internal and external stakeholders to ensure compliance. Ashwin’s expertise includes IT general controls, risk management, and team leadership, and they are certified in CISA and CRISC. Previously, they held roles as a Senior Security Analyst and Information Security Consultant, where they developed policies and conducted audits related to ISO 27001 standards. Ashwin holds a Postgraduate Diploma in Information Security and is pursuing further education in Information Management.