Asif Anwar is an Associate Director (AVP) at UBS, specializing in market conduct surveillance and controls. They previously held director and managerial roles in trade surveillance at Morgan Stanley, and senior management positions at Kotak Securities. Asif has a strong foundation in finance, having earned a PGDM in Finance and Marketing from IMI, Bhubaneswar, and a Bachelor of Commerce from South City College, University of Calcutta. They have demonstrated proficiency in financial instruments and capital markets, as well as experience in regulatory compliance and surveillance across various asset classes. Additionally, Asif has cleared CFA Level I.
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