• UBS

CM

Caroline Misorek

Director, Execution Services - Operational Risk Control

Caroline (Finley) Misorek has substantial experience in audit and operational risk management within the financial services sector. Starting as a Senior Auditor at Deloitte & Touche from January 1994 to November 1997, Caroline transitioned to Deutsche Bank as AVP, Internal Audit Senior Lead from November 1997 to March 2003. Caroline's career continued at Credit Suisse, where various roles included VP, Audit Supervisor and Internal Audit COO Group, VP of Strategic Resolution Unit focusing on Operational Risk, VP of Global Trading Solutions in Operational Risk, and VP of Private Banking Operational Risk, overseeing significant business wind-downs and operational risk frameworks. Currently, Caroline serves as Director of Execution Services - Operational Risk Control at UBS since February 2022. Caroline holds a degree from St. John's University, The Peter J. Tobin College of Business, earned between 1991 and 1995.

Location

New York, United States

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