Derek McKeon

Derek McKeon possesses extensive experience in compliance and operations within the financial services industry. Currently serving as Associate Director for Rules-Based Testing Compliance at UBS since June 2021, Derek previously worked at E*TRADE as a Consultant in Brokerage Compliance from December 2020 to June 2021. Prior to that, roles at Prudential Financial included Associate Manager overseeing operations and controls, where supervision of over 130 Registered Representatives contributed to successful branch examinations. Derek also held positions such as Sr. Trade Desk Associate, Business Continuation Planner, and Manager of Advertising, Marketing, and Product Compliance, demonstrating a strong proficiency in regulatory compliance, risk assessment, and client management. Derek earned a Bachelor of Science degree in Business/Managerial Economics from the City University of New York-College of Staten Island.