Ellen Scanlon

Ellen Scanlon is the Director of the Wealth Management Americas Client Advisory Group at UBS Financial Services, Inc., where they oversee risk control for penny stocks, microcaps, and high-risk securities. Previously, Scanlon held significant roles at Morgan Stanley and Wells Fargo Advisors, managing compliance and market surveillance units while advising on regulatory matters. With extensive expertise in securities regulations, they have developed proactive measures to mitigate market and regulatory risks. Scanlon’s educational background includes pursuing a Bachelor’s Degree in Sociology at the University at Albany, SUNY.