JV

James Vertigen

Global Head Of Compliance And Operational Control, UBS Asset Management at UBS

James Vertigen is an experienced professional in the fields of compliance, operational control, and regulatory management, currently serving as the Global Head of Compliance and Operational Control at UBS Asset Management. Previously, James held the position of Global Head of Business Risk & Regulatory Management at UBS Wealth Management, as well as Global Head of Business Risk and Regulatory Management for Investment Products and Services within UBS WM. Prior to their extensive career at UBS, James worked as a Solicitor and Trainee Solicitor at Simmons & Simmons. James Vertigen's educational background includes a degree from UCL (1991 - 1994) and legal training at the College of Law, Chester (1994 - 1995).

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Previous companies

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Timeline

  • Global Head Of Compliance And Operational Control, UBS Asset Management

    August, 2018 - present

  • Global Head Of Business Risk & Regulatory Management, UBS Wealth Management.

    January, 2015

  • Global Head Of Business Risk And Regulatory Management, Investment Products And Services, UBS WM

    August, 2011