JAMES W.

James W. is the Executive Director of Volcker and Swap Dealer Regulatory Governance at UBS, where they are responsible for developing and leading enterprise-wide compliance programs. Previously, James served as a Director at Bank of America, where they managed compliance teams and conducted comprehensive risk assessments. They also held significant roles at NYSE Regulation, Inc., and Chase Investments Services Corp., focusing on compliance and surveillance. James obtained their education from the State University of New York College at Plattsburgh and is currently continuing their studies at Villanova University.