• UBS

  • James William Smith

James William Smith

Executive Director, Head Of Middle Office For Americas Global Markets Derivatives & Solutions At UBS at UBS

James William Smith is an accomplished financial services professional with extensive experience in operational risk management and strategic transformation. Currently serving as Executive Director and Head of Middle Office for Americas Global Markets Derivatives & Solutions at UBS since November 2004, James is responsible for real-time operational risk management. Previous roles at UBS include Executive Director overseeing FX, Rates, Global Credit, and Group Treasury, where James managed middle office functions for secondary trading businesses and enhanced client experience. Prior to UBS, James worked at JP Morgan as an Analyst in the Credit Hybrids Middle Office. James holds a BSc (HONS) in Computer Science from Solent University and completed the Securities Industry Institute program at The Wharton School.

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UBS

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UBS convenes the global ecosystem for investing, where people and ideas are connected and opportunities brought to life, and provides financial advice and solutions to wealthy, institutional and corporate clients worldwide, as well as to private clients in Switzerland. UBS offers investment solutions, products, and impactful thought leadership, is the leading global wealth manager, provides large-scale and diversified asset management, focused investment banking capabilities, and personal and corporate banking services in Switzerland. The firm focuses on businesses that have a strong competitive position in their target markets, are capital efficient and have an attractive long-term structural growth or profitability outlook. UBS is present in all major financial centers worldwide. It has offices in more than 50 regions and locations, with about 30% of its employees working in the Americas, 30% in Switzerland, 19% in the rest of Europe, the Middle East and Africa and 21% in Asia Pacific. UBS Group AG employs more than 72,000 people around the world. Its shares are listed on the SIX Swiss Exchange and the New York Stock Exchange (NYSE).


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