Jon Flaute is a senior financial services compliance leader currently serving as the Wealth Management Regional Compliance Officer (Southeast) at UBS. With a background in both investment banking and wealth management, Jon previously held roles such as Director of Trust & Compliance at EQX Biome and Director of Corporate & Investment Banking Compliance at Citi. Jon has demonstrated expertise in advising senior management, mitigating regulatory issues, and enhancing compliance programs, along with experience in legal counsel and policy development. Jon holds degrees from New York Law School and Loyola University Chicago, and continues education at both institutions.
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