• UBS

JT

Jonathan Tan

Director

Jonathan Tan is a Director at UBS, leading the Market Conduct Surveillance team since November 2020. Previously, Jonathan served as an Associate Director focused on Market Conduct (Trade Surveillance) at UBS. Before joining UBS, Jonathan was a Manager at Daiwa Capital Markets Singapore Ltd, overseeing compliance and trade surveillance. Jonathan's career began at SGX as a Senior Associate in Surveillance, where responsibilities included real-time surveillance of securities trading and conducting detailed investigations into market misconduct, including insider trading and market manipulation. Jonathan also has experience as a Senior Audit Associate at KPMG, where regulatory compliance reviews and financial statement audits were performed for financial institutions. Jonathan holds a Bachelor's degree in Accounting and Finance from Singapore Management University and participated in an exchange program at HEC Montréal.

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