Joy Embrey serves as the Director and Senior Marketing Principal at UBS, where they are the Series 24 principal approver for advertising and marketing compliance. They bring over nine years of expertise in the financial industry, including roles as a Senior Analyst in Legal & Compliance and a Regulatory Analyst at FINRA. Previously, they contributed to marketing compliance at The Carlyle Group and held various positions in sales assistance. Joy holds a Bachelor of Arts in Psychology from George Mason University, completing their degree in 2016.
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