Kevin Rozzi is currently the Director of Compliance & Operational Risk Control (C&ORC) for IB & GWM-US at UBS, a position they have held since 2017. With a background in securities litigation as an attorney at AFT Law from 2009 to 2014, Kevin also served in various roles in compliance and trading at organizations such as NYSE, Deutsche Bank, JPMorgan Chase & Co., and Assent Trading. Kevin's educational journey includes pursuing a JD at Delaware Law School and a BA in Political Science & History at the University of Delaware.
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