Linda Pecora

Linda Pecora has extensive experience in risk management, compliance, and financial crimes regulations within the capital markets. They served as Director of Compliance and Brokerage Supervisor at CJM Planning/Insurance/Asset Management Company from 2004 to 2005, overseeing multiple business lines and compliance issues. Linda has been an Anti-Money Laundering Specialist at UBS Financial Services since 2018, focusing on surveillance and compliance practices. Their earlier roles included Compliance Supervisor at JB Hanauer and Director of Equities/Options Capital Markets Compliance at UBS, where they provided regulatory guidance and oversight. Linda holds an undergraduate degree in finance from Pace University, which they completed from 1990 to 1992.