• UBS

Lou Contaldi

Director, Broker Dealer Regulatory Governance Branch Inspections Team Lead

Lou Contaldi earned a Bachelor of Arts degree in Political Science and Philosophy from Loyola University Maryland in May 2013 and a Juris Doctor from Hofstra University's School of Law in May 2016. They have extensive experience in compliance and operational risk within the financial sector, currently holding positions at UBS where they assess fraud-related governance and risk management. Lou has also contributed significantly to the gaming industry, serving as an Executive Gaming Consultant and Editor-in-Chief at DualShockers from 2015 to 2022, and held various legal roles, including internships at the United States Attorney's Office and the Superior Court of New Jersey.

Location

Nashville, United States

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