Mark Arnold

Mark Arnold is the Executive Director of Compliance & Operational Risk Control at UBS, overseeing compliance functions within Wealth Management USA, International, and Canada. They previously held various roles at UBS, including Head of Futures & Derivatives Compliance and Associate Director, where they managed regulatory requirements and compliance policies. Earlier in their career, Mark worked with the National Futures Association and the City of Chicago, focusing on investigations, audits, and financial analysis. Mark earned their degree from Loyola University Chicago in 2009.