Mark Straubel

Mark Straubel is an accomplished compliance leader serving as Executive Director at UBS, where they oversee Equity Derivatives and cash/derivatives Credit, Rates, and FX Compliance. With extensive experience in compliance across notable firms such as Bank of America, Nomura Securities, and Barclays Investment Bank, Mark has successfully driven compliance initiatives, reduced regulatory risk, and forged strong cross-functional relationships. They hold multiple industry licenses, and have actively contributed to numerous regulatory committees, showcasing their commitment to enhancing the control environment and compliance landscape. Mark is currently pursuing a Bachelor of Science in Finance from the University of Wisconsin-Parkside and an MBA from Loyola University Chicago.