Michael Bautz

Michael Bautz is a seasoned legal professional specializing in internal securities investigations and regulatory compliance. They have extensive experience, having served as Senior Counsel at FINRA from 2009 to 2019 and as Vice President and Head of Compliance Investigations at Credit Suisse Securities from 2019 to 2022. Currently, Bautz holds the position of Executive Director and Head of Regulatory Employee Conduct Investigations at UBS, following their tenure as Director at Credit Suisse. Their educational background includes a J.D. from Syracuse University and a B.A. in Economics from Allegheny College.