Michael Stepnowski is currently the Director of Compliance & Operational Risk Program Manager at UBS, a position held since 2019. Previously, from 2005 to 2009, Michael gained extensive experience at Merrill Lynch, holding various roles including Vice President and Senior Compliance Risk Officer. Michael earned a BA from Rutgers University between 1996 and 1999 and holds multiple securities licenses, including Series 7, Series 9, Series 10, and Series 66.
Location
Lindley, United States
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