• UBS

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Nicholas Brookes

Deputy Chief AML Officer, Wealth Management Americas

Nicholas Brookes is a bilingual financial crime and reputational risk professional with 20 years of experience across various business lines and operating regions. Currently serving as the Deputy Chief AML Officer for Wealth Management Americas at UBS, Nicholas has held significant roles at Goldman Sachs, Morgan Stanley, Credit Suisse, and FTI Consulting, where they managed critical compliance and risk functions. Holding multiple advanced degrees in criminology and terrorism studies, Nicholas has established expertise in anti-money laundering, financial crime compliance, and global advisory services.

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New York City Metropolitan Area, United States

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