Nicholas Ralph is a seasoned specialist in investor protection and product risk, currently serving as the Investor Protection & Product Risk Lead for Global Wealth Management at UBS. They are responsible for developing and implementing client and product suitability frameworks, policies, and training across the firm. With prior experience as a Compliance Manager at State Street and as an Anti-Money Laundering Project Manager at Morgan Stanley, Nicholas has demonstrated expertise in regulatory compliance and operational risk. They hold a Master of Business Administration from The Open University Business School and a Bachelor's degree in Business Studies from Middlesex University.
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