Serena Li

Executive Director, Head of Americas Compliance Monitoring & Testing Program

Serena Li is an Executive Director at UBS, overseeing the Compliance Monitoring and Testing Program. With extensive experience in risk management and compliance, Serena has held leadership roles at notable financial institutions, including Credit Suisse and American Express, where they implemented significant process improvements and compliance frameworks. Serena's strategic leadership has driven large-scale transformations and enhanced organizational oversight, ensuring adherence to regulatory expectations. Currently, Serena is pursuing a Bachelor of Science degree at New York University’s Leonard N. Stern School of Business.

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New York, United States

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