Thomas Maker

Thomas Maker is an Administrative Manager with extensive experience in the financial services industry, including roles at private sector investment banks and the New York Stock Exchange. They have demonstrated expertise in surveillance, compliance, and risk management within Global Wealth Management and Capital Markets. Their leadership skills have enabled them to develop and oversee large teams, fostering a safe compliance environment. Thomas holds multiple licenses, including Series 4, 7, 9, 10, 23, and 63, and earned a BS in Business Economics from Southern Connecticut State University. Currently, Thomas serves as a Director at UBS, having held various managerial positions at firms such as JP Morgan and Merrill Lynch.